Close

Articles Posted in Capitol Securities Management

Updated:

Aegis Capital Broker Gilbert Kuta Suspended by FINRA – Timonium, MD

**Update: November 11, 2021** On November 8, 2021, Aegis  Capital Corp agreed to pay nearly $2.7 million in sanctions for supervisory failures related to excessive and unsuitable trading by its brokers from July 2014 through December 2018.   Click on the following link to read more:  Aegis Capital Corp. Ordered to…

Contact Us