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Articles Posted in Cetera Investment Services

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Broker Jimmie Darrel Summers, Formerly with Cetera Investment Services LLC, Suspended by FINRA – Tulsa, OK

FINRA has suspended former Cetera Investment Services LLC broker Jimmie Darrel Summers from the securities industry for 45 business days for circumventing Cetera’s procedures that prohibited registered representatives from being named as a trustee, successor trustee, or executor for a firm customer, or from having power of attorney for a…

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