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Articles Posted in FINRA Rule 5123

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Primary Capital, LLC Fined $50,000 by FINRA Over EB-5 Business – Miami, FL

FINRA has censured and fined Miami-based brokerage Primary Capital, LLC (“Primary”) over supervisory failures and advertising violations related to its EB-5 business. The EB-5 Immigrant Investor Program is overseen by the United States Citizenship and Immigration Services (USCIS) and was created by Congress in 1990 to stimulate the U.S. economy…

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