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Rhode Island Broker Keith Holcomb, Formerly of Cambridge Investment Research and MML Investors Services, Suspended by FINRA

FINRA has suspended former Cambridge Investment Research, Inc. broker Keith Holcomb from the securities industry for 6 months for borrowing money from a customer without notifying or receiving approval from his firm. Holcomb was also fined $7,500. The conduct is alleged to have taken place while Holcomb was registered with…

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