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Articles Posted in Summit Investment Management

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Iorio Altamirano LLP Investigates Cambridge Investment Research, Inc. Over Sale of LJM Preservation and Growth Fund

**Update: 3/29/2021** On March 29, 2021, FINRA and Cambridge Investment Research, Inc. entered into a Letter of Acceptance, Waiver, and Consent (AWC) whereby Cambridge accepted sanctions including a censure, $400,000 fine, and over $3.1 million in restitution.   FINRA alleged that Cambridge failed to reasonably supervise representatives’ recommendations of the LJM…

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