Articles Tagged with FINRA Rule 2360

FINRA has suspended Oppenheimer & Co. Inc. broker Cesar Hurtado from the securities industry for 45 days. Mr. Hurtado was suspended over recommendations he gave involving an unsuitable options strategy in the accounts of two customers.

Mr. Hurtado was also fined $5,000 and agreed to complete 10 hours of continuing education concerning options trading and customer suitability.

If you have lost money with Cesar Hurtado, or Oppenheimer & Co. Inc., contact New York securities arbitration lawyers Iorio Altamirano LLP for a free and confidential evaluation of your account.

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