Articles Tagged with Frank Sapareto

FINRA has filed a complaint against former Advisory Group Equity Services Ltd. (AGES) broker Frank Sapareto. The March 31, 2021 complaint alleges that Sapareto engaged in an outside business activity without providing prior written notice to AGES, and that he repeatedly provided false or misleading information to FINRA to conceal his involvement in his outside business activity.

If you have lost money with Frank Sapareto, or AGES, contact New York securities arbitration lawyers Iorio Altamirano LLP for a free and confidential evaluation of your account.

FINRA Disciplinary Proceeding No. 2018060379701

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