Articles Posted in Moloney Securities

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Over the past calendar year, GPB Capital investors have won over $2.4 million in monetary awards in 10 out of 11 (nearly 91%) arbitration claims that have proceeded to a final hearing.  According to public records, many other claims filed against broker-dealers who sold the private placements offered by GPB Capital have been settled for monetary compensation.

The judgments and awards come after years of filing lawsuits and arbitration claims by GPB Capital investors.

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Iorio Altamirano LLP is investigating claims on behalf of defrauded investors who were victims in the GPB funds scheme. The GPB funds were marketed to independent broker-dealers and investment advisers who would, in turn, sell the GPB funds to their retail investors. According to publicly available records filed with the SEC, broker-dealer Moloney Securities Co., Inc. likely received sales compensation for selling the GPB funds to retail investors.

Moloney Securities Co., Inc. has faced numerous FINRA arbitration complaints from customers seeking to recover investment losses. Current and former Moloney Securities Co., Inc. brokers may have recommended GPB Capital funds, or other investments in private placement offerings to clients, including:

  • Jeffrey Max Cohen;
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**Update:  July 29, 2021**  On July 28, 2021, Iorio Altamirano LLP announced that it is investigating potential claims involving investments in L Bonds offered by GWG Holdings (GWGH).    Customers of Candice Montie can contact Iorio Altamirano LLP for a free and confidential consultation and review of their legal rights.   To read more about Iorio Altamirano LLP’s investigation into GWG “L Bonds,” click on the following link:  Iorio Altamirano LLP Investigates L Bonds offered by GWG Holdings (GWGH)

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Moloney Securities Broker Candice Montie Suspended by FINRA – Fenton, MI

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