Articles Tagged with Aegis Capital Corp.

**Update: November 11, 2021** On November 8, 2021, Aegis  Capital Corp agreed to pay nearly $2.7 million in sanctions for supervisory failures related to excessive and unsuitable trading by its brokers from July 2014 through December 2018.   Click on the following link to read more:  Aegis Capital Corp. Ordered to Pay Nearly $2.7 Million for Supervisory Failures Related to Rampant Excessive and Unsuitable Trading

Customers of Aegis Capital, including customers that have been notified that they may be receiving restitution, should consult with a securities arbitration law firm.  If you or a loved one were a customer of Aegis Capital, contact  New York securities arbitration law firm Iorio Altamirano LLP for a free and confidential consultation and review of your legal rights.

**Update: April 15, 2021** On February 1, 2021, another customer of Steven Luftschein filed a securities arbitration complaint against Mr. Luftschein and Aegis Capital Corp. for recommending unsuitable investments.    If you have suffered financial losses investing with Mr. Luftschein or Aegis Capital Corp, contact Iorio Altamirano LLP for a free and confidential review of your legal rights.

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