Articles Tagged with Brian Roth

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Iorio Altamirano LLP is investigating claims on behalf of defrauded investors who were victims in the GPB funds scheme. The GPB funds were marketed to independent broker-dealers and investment advisers who would, in turn, sell the GPB funds to their retail investors. According to publicly available records filed with the SEC, broker-dealer Newbridge Securities Corporation likely received sales compensation for selling the GPB funds to retail investors.

The following Newbridge Securities Corporation brokers may have recommended GPB Capital funds to clients:

  • Scott Stanley Brooks; and
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