On September 8, 2020, FINRA filed a complaint against former Westpark Capital and Laidlaw & Company broker Bryan Gabriel Mazliach (CRD#: 5518438). The complaint alleges that Mazliach engaged in excessive trading in 7 customer accounts and executed over 400 unauthorized trades in 10 customer accounts. Many of the investors who suffered losses are elderly.
The allegations involve Mazliach’s conduct between February 2015 and July 2017:
- Mazliach engaged in excessive and unsuitable trading in five customer accounts.